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Federal Securities Law Reporter

Federal Securities Law Reporter

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A comprehensive resource covering the federal laws and rules that regulate the issuance and trading of securities, corporate disclosure, insider reporting, broker-dealer requirements and duties, self-regulatory organizations, investment companies, investment advisers, and accountants and attorneys practicing before the Securities and Exchange Commission. The Reporter provides the full text of the Securities Act of 1933, the Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, the Sarbanes-Oxley Act of 2002, the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010, and other federal securities laws, as well as the regulations and forms of the SEC. It includes explanations that discuss, summarize and coordinate law, rule interpretations and court decisions. It also includes the full text of court opinions deciding issues of federal securities law, all SEC rulemaking releases and other selected SEC releases and no-action letters. The Reporter is organized by act, with SEC rules, CCH explanations, and other materials located among the act sections to which they relate. (Report Letters--available via email delivery, Finding Devices)

Update Frequency Weekly
Product Line Wolters Kluwer Legal & Regulatory U.S.
SKU 000000000010021838
Table of Contents

Volume 1

  • Topical Index
  • General Guide
  • Securities Act: Law Text; Compilations of law and related regulations, CCH explanations, annotations: Definitions, Exemption, Registration

Volume 2

  • Securities Act: Prospectuses, Liabilities, Schedule A, Regulations, Forms, How to Answer Form S-1
  • Exchange Act: Law Text, Compilations of law and related regulations, CCH explanations, annotations: Definitions; Exchanges, Margin-Borrowing Restrictions

Volume 3

  • Exchange Act: Manipulations; National Market System, Registration; Reports, Proxies

Volume 4

  • Exchange Act: Broker-Dealer Regulation, Securities Associations; Municipal Training; Government Securities; Insiders, Recordkeeping; Clearance and Transfer Reports; Records, Liabilities, Forms
  • Securities Investor Protection Act of 1970

Volume 5

  • Exchange Act: Regulations; Forms
  • Trust Indenture Act: Compilations: Law and related regulations, CCH explanations, annotations; Forms
  • Investment Company Act: Law Text; Compilations; Definitions

Volume 6

  • Investment Company Act: Exemptions; Registration; Affiliates; Functions; Directors; Capital; Proxies, Securities; Reports; Records; Liabilities; Forms
  • Investment Advisers Act: Compilations: Law and related regulations; CCH explanations; Annotations; Forms
  • Dodd–Frank Wall Street Reform and Consumer Protection Act
  • Staff Legal Bulletins
  • Related Securities Law and Regulations; Gramm-Leach-Bliley Act; Sarbanes-Oxley Act; American Recovery and Reinvestment Act of 2009
  • Rules of Practice and Conduct; Regulation S-T; Accounting Rules; Regulation S-X

Volume 7

  • Regulation S-K
  • Financial Reporting Releases; Codification
  • Accounting and Auditing Enforcement Releases
  • Staff Accounting Bulletins
  • Finding Lists*
  • Release Lists*
  • Main Case Table*

Volume 8

  • Cumulative Index*
  • New Developments: Case Table*; Topical Index*; No-Action and Interpretive Letters; SEC Releases; Other Materials, New Court Decisions

*Tables and lists available only in print.