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Federal Securities Law - Regulations & Forms

Federal Securities Law - Regulations & Forms

By Wolters Kluwer Editorial Staff
Format
Looseleaf
$1,718.00

Looseleaf

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$1,718.00
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Overview

The Federal Securities Law—Regulations & Forms is an abbreviated version of the Federal Securities Law Reporter. This compact and affordably priced set of five volumes focuses on the basic laws that make up the legal foundation of the federal securities industry:

  • Securities Act of 1933
  • Securities Exchange Act of 1934
  • Public Utility Holding Company Act of 1935
  • Trust Indenture Act of 1939
  • Investment Company Act of 1940
  • Investment Advisers Act of 1940
  • Sarbanes-Oxley Act of 2002
  • Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 (Titles I, II, IV, VII, VIII, IX, XII, XV and XVI)

Subscribe today to:

  • Receive all the necessary information for basic compliance of federal securities laws in a compact reference perfect for desktops
  • Review the full text of the six main securities laws and related amendments, the Sarbanes-Oxley Act, as well as allied SEC rules and forms
  • Locate the information you need quickly and easily with the detailed Table of Contents, Topical Index and Finding Lists
Product Line Wolters Kluwer Legal & Regulatory U.S.
SKU 000000000010021840
Table of Contents

VOLUME 1

VOLUME 2

VOLUME 3

VOLUME 4

VOLUME 5

  • Topical Index; Finding Lists
  • Securities Act of 1933
  • Securities Act Rules
  • Securities Act Forms
  • Securities Act Regulation
  • Industry Guides
  • Regulation S-K
  • Regulation S-T
  • Securities Exchange Act of 1934
  • Exchange Act Rules
  • Exchange Act Regulation
  • Exchange Act Forms
  • Regulation S-X
  • Financial Reporting Codification
  • Staff Accounting Bulletins
  • Proxy Rules ;
  • Staff Legal Bulletins
  • Regulations S-P and S-AM
  • Trust Indenture Act of 1939
  • Trust Indenture Act Rules
  • Trust Indenture Act Forms
  • Securities Investor Protection Act of 1970: Law and Rules
  • Investment Advisers Act of 1940
  • Advisers Act Rules
  • Advisers Act Forms
  • Rules of Practice and Investigations
  • Freedom of Information Act: Law and Rules
  • Investment Company Act of 1940
  • Investment Company Act Rules
  • Investment Company Act Forms
  • Sarbanes-Oxley Act of 2002
  • Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
Volumes