White Paper


2015 Year in Review: Trends and Developments in Securities Law


...2015 Year in Review: Trends and Developments in Securities Law January 2016 Wolters Kluwer Legal & Regulatory U.S. White Paper For a printer-friendly, downloadable version of this document, click here: PDF Version Inside SEC rulemaking: Light at the end of the mandated tunnels 1 Cases and controversies mark SEC enforcement developments 4 ... Legislative year in review: Securities tweaks enacted via highways, appropriations bills 7 Blue Sky and FINRA 11 5 takeaways from Delaware's courts and legislature 16 Contributing editors: Matthew Garza, J.D. Amanda Maine, J.D. Mark S. Nelson, J.D. Jay Fishman, J.D., Kevin Kulling J.D. John M... Jascob, J.D., LL.M. Anne Sherry, J.D. SEC rulemaking: Light at the end of the mandated tunnels By Matthew Garza, J.D. 2015 was an important turning point for the SEC on the rulemaking front...
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