NASDAQ BX Guide

A complete, current resource to reference the rules of the NASDAQ BX (formerly Boston Stock Exchange).
SKU: 000000000010031343

Details

Directory
  • Officers
  • Board of Governors
  • Board and Non-Board Level Committees
  • Members¿Regular and Leased
  • Member Organizations¿Registered Firms and Corporations
  • List of Securities¿Stock Transfer Taxes
  • Stocks and Bonds Listings
  • Constitution and Board of Governors

  • Officials
  • Membership Regulations and Requirements
  • Dues and Fines
  • Amendments to the Constitution
  • Dealings on the Exchange
  • Unissued Securities¿Margin Requirements
  • Independent Floor Brokers
  • Conduct
  • Listed Securities¿Requirements
  • Arbitration
  • Trading in NASDAQ Securities
  • More
  • Boston Stock Exchange Clearing Corporation

  • Membership
  • Conduct of Business
  • Audits and Financial Reports
  • Termination and Suspension of Membership
  • Insolvency
  • Discipline and Denial of Access
  • More
  • Always current - Updated as changes are approved by the SEC
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