Bank Compliance Guide

Bank Compliance Guide

Publication Frequency
Product Line
Wolters Kluwer Legal & Regulatory U.S.
Available formats


Be sure you are ready for examination time. The Bank Compliance Guide is a concise yet comprehensive three-volume resource for today's banking compliance professional. This essential tool addresses issues relating to consumer protection in savings, lending and operations activities of financial institutions (including advertising and the sale of uninsured products). This product provides the guidance you need to create and maintain an effective compliance program.

Subscribe today to:

  • Search for information logically with topically arranged explanations followed by the full text of the law
  • Understand the complexities of compliance issues with expert plain-English explanations of laws and regulations
  • Know ahead of time what regulators will be looking for at examination time
  • Utilize compliance tools such as sample policies, procedures and checklists to meet the demands of a compliance audit
  • Receive monthly Report Letters that allow you to quickly review the most recent changes in summary form and direct you to more detailed explanations or the full text of the document
  • Get the information you are looking for quickly and easily with Topical Index or numeric Finding Tables
  • Stay up-to-date on items of current interest such as regulatory releases and issuances, rule interpretations, or agency guidelines, which are reproduced in the Current Developments section and back-referenced to appropriate past materials

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Volume 1

  • Compliance Program
  • Advertising
  • Sale of Uninsured Products
  • Expedited Fund Availability
  • Truth in Savings
  • Interest on Deposits
  • Electronic Fund Transfers
  • Reserve Requirements
  • Real Estate Settlement Procedures
  • Home Mortgage Disclosure
  • Community Reinvestment
  • Insider Credit
  • Unfair or Deceptive Acts

Volume 2

  • Truth in Lending
  • Restitution
  • Fair Credit Reporting
  • Equal Credit Opportunity
  • Fair Debt Collection Practices
  • Fair Housing
  • Flood Disaster Protection
  • Bank Secrecy

Volume Current

  • Bank Protection
  • Privacy
  • Current Developments
  • Last Report Letter

Get a comprehensive understanding of the statutory and regulatory requirements imposed on financial institutions with regard to consumer compliance issues in a practical and useful format - Expert and easy to read explanatory materials put the complexities in perspective, provide tips on ensuring your institution is in compliance and tell you what the regulators will be looking for when examination time rolls around. Sample policies, procedures and checklists provide you with the tools you need to meet the demands of a compliance audit. Additionally, the full text of the relevant federal statutes and the agencies' regulations are located within the division for quick reference.

Know what the bank compliance examiners are looking for at audit time - This Guide offers you exclusive coverage of problems cited by bank examiners, compliance notes warning about recent violations, advertising regulations, and overviews to use as training tool for staff. Ensure that you are in compliance with the Community Reinvestment Act and the agencies' privacy rules, which are regularly reviewed by the auditors. Coverage of advertising issues encompasses telemarketing, deposits, loans, equal housing, uninsured products, electronic fund transfers and privacy. The Guide is the single-source resource that will help you check and double check that you will pass these examinations.

Research in a variety of ways to get the information you need to ensure you're in compliance - Use both words and phrases in general use in the banking field to locate discussion of subjects of interest in the alphabetically organized Topical Index. You can also use the numerically arranged Finding Tables to get quick access to the federal statutes and regulations reproduced in the Guide. In addition, the "Current Developments" section provides you with headlines and back references of each new agency issuance, including rules, proposed rules and agency guidance. This section has a topical index, finding table and cumulative index of its own to expedite your search for late-breaking bank compliance news. Cross-references are supplied when appropriate throughout the Guide as well.