Store Legal Sarbanes-Oxley Act: Planning & Compliance
Sarbanes-Oxley Act: Planning & Compliance by Lorraine Massaro ,Kristen L. Stewart ,Diane E. Ambler Sarbanes-Oxley Act: Planning & Compliance by Lorraine Massaro ,Kristen L. Stewart ,Diane E. Ambler

Sarbanes-Oxley Act: Planning & Compliance

By Diane E. Ambler, Lorraine Massaro, Kristen L. Stewart
Select Format
Internet price is for a three-month subscription.
Available on Cheetah! Learn More


Available: Ships in 3-5 Business Days
This product is available for the standing order program.
Add to Cart
* For general delivery times, please see our Shipping Policy


Includes 3-month access for one license. Need a demo or annual access? Contact Sales
Add to Cart
Please note, once you complete your purchase, Cheetah registration instructions and login credentials to access your 3-month online subscription will be emailed to you within one business day.

Only one resource provides practical guidance to help ensure compliance with all Sarbanes-Oxley rules and regulations. Sarbanes-Oxley Act: Planning & Compliance provides practical, step-by-step guidance to help you navigate the Sarbanes-Oxley maze and ensure compliance. This unique and invaluable compendium:

  • Reflects the current body of SEC rules, regulations and interpretations, PCAOB rules and standards, and Sarbanes-Oxley related court decisions
  • Covers a wide range of compliance-related issues and areas - from SEC disclosure rules and certification of financial documents, to the treatment of pension plans and loans to officers
  • Includes regular updates to keep you current as the regulatory environment continues to expand and evolve
  • Provides exhaustive details on the compliance responsibilities of corporate CEOs, CFOs, directors, audit committees and attorneys

Most importantly, Sarbanes-Oxley Act: Planning & Compliance provides a veritable "blueprint" for an effective corporate compliance program. For each area covered, you'll find a summary of key subject matters to be addressed; step-by-step guidance on practical planning and implementation issues; recommended compliance procedures; and specific compliance actions to be taken by the company and its key officers. You'll also have access to best practices and policies designed to ensure good corporate governance, transparency and accurate financial reporting.

Why settle for "information and explanation" when you can have step-by-step guidance and advice?

Note: Online subscriptions are for three-month periods.

Pages 600
Last Updated 06/11/2021
Update Frequency Annually
Product Line Wolters Kluwer Legal & Regulatory U.S.
ISBN 9780735558731
SKU 10046339-7777
Publish Frequency Annually
Product Line Wolters Kluwer Legal & Regulatory U.S.
SKU 000000000010071650
Table of Contents
  1. Overview of the Act
  2. CEO and CFO Responsibilities and Certifications
  3. SEC Disclosure Rules
  4. Directors' Responsibilities and Liabilities
  5. Audit Committees
  6. Public Company Accounting Oversight Board
  7. Pension Plan Blackout Periods and Reporting of Senior Executive and Director Stock Transactions
  8. Prohibition on Loans to Directors and Officers
  9. Standards of Professional Conduct for Attorneys
  10. Criminal Penalties and SEC Enforcement Tools
  11. Appendix Materials