RED BOX: Rules and Regulations of the Securities and Exchange Commission
This is a library of U.S. securities laws and Securities and Exchange Commission (“SEC”) regulations in a single-source, multiple booklet format.
Provided in a handsome box format, the RED BOX ®: Rules and Regulations of the Securities and Exchange Commission includes over 40 color-coded booklets that make ideal carry-alongs for client meetings and travel. With RED BOX®, you have all the U.S. securities acts and SEC regulations, rules, and key forms right at your fingertips.
Swamped by SEC Regulations?
The pressures won't ease anytime soon. For the foreseeable future, you and your clients can expect to be swamped by securities regulation requirements, while at the same time facing tougher SEC scrutiny and enforcement.
Eliminate Hours of Research
Arm yourself, right now, with the best primary reference tool available. For securities law, that means the RED BOX® and/or the SECURITIES ACT HANDBOOK. These one-source libraries organize the entire set of U.S. securities acts, regulations, rules, and key SEC forms into quick-reference formats for maximum working speed and efficiency.
The Changes Are Tracked for You
Each classic format (binder or box) comes with a bimonthly update service, which automatically integrates new sections and revises old ones accordingly. No more delays, gaps, or outdated documents. You'll finally own a superbly organized library of U.S. securities laws and regulations that's current and complete. Have this quick and ready resource for the regulatory pressures ahead.
The Definitive Reference Tools for Anyone Dealing with U.S. Securities Laws
Every newly issued securities rule and regulation is automatically integrated into your reference set, with sections revised accordingly. This saves staff time, while eliminating delays, and outdated rules.
You'll be able to turn to a single source for newly issued rules and regulations pertaining to:
- New certification requirements for CEOs and CFOs
- Additional criminal liabilities for executive officers
- New requirements for attorneys
- Restrictions on loans to executive officers
- Whistleblower protections
- Accelerated reporting requirements
- Areas of increased SEC oversight
- Expanded document retention provisions
Extended statutes of limitations and much more!
Frequently Asked Questions addressed by RED BOX ®: Rules and Regulations of the Securities and Exchange Commission:
- How are whistleblower protections defined?
- What constitutes SEC compliance?
- Are we currently in compliance with all SEC rules and regulations?
- What are accelerated reporting requirements?
- What are the new certification requirements for CEOs and CFOs?
Because you’re interested in securities law research products, you might also like our innovative, new web-based tool that completely re-imagines securities law research. RBsource and RBsourceFilings bring relevant content together and gives you a faster, more intuitive securities research experience. Learn more.
|Update Frequency||6 times a year|
|Product Line||Wolters Kluwer Legal & Regulatory U.S.|