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Raising Capital: Private Placement Forms & Techniques, Third Edition

Raising Capital: Private Placement Forms & Techniques, Third Edition

By J. Robert Brown, Jr., Herbert B. Max


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Whether you’re an attorney, business advisor, financial officer, compliance professional, or investor, you’ll find the forms and professional-level help you need in Raising Capital: Private Placement Forms & Techniques, Third Edition, by J. Robert Brown Jr. and the late Herbert B. Max.

This unique two-volume resource is simply the most thorough guide on handling successful private capital formation. Only Raising Capital: Private Placement Forms & Techniques, Third Edition offers:

  • Almost 500 deal-tested forms of agreement and related documents
  • Practical guidance regarding the law and techniques of each type of agreement
  • A chapter discussing and analyzing the requirements of the Troubled Asset Relief Program (TARP), including related agreements, certificates and sample contract clauses
  • Checklists of important points and provisions
  • Clear explanation of different investment devices and their impact on investors and businesses
  • Expert analysis of complex federal securities laws
  • Coverage of important topics including Sarbanes-Oxley and the ADA compliance issues, Guarantees, Confidentiality Agreements, Regulation D Exemptions, Environmental LLCs, Opinions of Counsel, Privacy Concerns and more!
Last Updated 09/10/2018
Update Frequency Updated annually
Product Line Wolters Kluwer Legal & Regulatory U.S.
ISBN 9780735545793
SKU 10046022-7777
Table of Contents
  • Incorporation
  • Subchapter S Corporations
  • Small Business Investment Companies
  • Partnerships
  • Limited Liability Companies
  • General Forms
  • Investment and Purchase Agreements
  • Subscription Agreements
  • Environmental Concerns
  • Privacy Concerns
  • Stock Provisions
  • Preferred Shares
  • Code of Ethics
  • Warrants and Options
  • Letter of Intent and Underwriting Agreements
  • Sarbanes-Oxley Compliance
  • Debt Securities
  • Security, Pledge, and Escrow Agreements
  • Subordination
  • Guarantees
  • Agreements Between Investors and Shareholders
  • Participation and Intercreditor Agreements
  • The Americans with Disabilities Act
  • Exemptions from Registration Under the Federal Securities Laws: Private Placements and Regulation D
  • Resales
  • Registration Rights (SEC Filings)
  • Confidentiality Agreements
  • Opinions of Counsel
  • Crowdfunding