New York Stock Exchange Inc. Rules of The Exchange (2010)
This 2010 edition contains the rules of the New York Stock Exchange as of December 31, 2009
|Update Frequency||Published annually|
|Product Line||Wolters Kluwer Legal & Regulatory U.S.|
For those conducting business on or interested with the operation of the Exchange, this title provides sections discussing the following:
* Dealings and settlements
* Admissions of allied members and member organizations
* Communications with the public
* Disciplinary rules
* Listing and delisting of securities
* Option rules
* Exchange stock portfolio rules
* Off-hours trading facility rules
* NYSE Direct +
*` `Investment Company Units''
* ``Trust Issued Receipts''
* ``Gold Shares''
* Currency Trust Shares
* Commodity Trust Shares
* Trading of Debt Securities
* NYSE MatchPoint(SM)
* New York Block Exchange(SM)
* Conduct Rules