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NASDAQ Manual NASDAQ Manual

NASDAQ Manual

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Overview

As the official publisher for a dozen exchanges, CCH, a Wolters Kluwer Financial Services company, is recognized as the authority on the complex world of stock and options exchanges. The NASDAQ Manual continues that long tradition as your comprehensive, up-to-date guide to the rules and bylaws of the Exchange.

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Table of Contents

Rules of NASDAQ
General Provisions
Membership and Registration Rules
Conduct Rules

  • Business Conduct
  • Responsibilities Relating to Associated Persons, Employees, and Others¿ Employees

Marketplace Rules

  • The NASDAQ Stock Market
  • Marketplace Rules ¿ Listed Companies Only
  • Other NASDAQ Markets
  • Other Systems and Programs
  • Charges for Membership, Services, and Equipment
  • Procedural Rules
  • Investigations and Sanctions
  • Code of Procedure
  • Code of Arbitration Procedure
  • Uniform Practice Code

NASDAQ Stock Market LLC Bylaws

  • Article I Definitions
  • Article II Annual Election of Member Representative Directors and Other Actions by NASDAQ Members
  • Article III Board of Directors and Committee Members
  • Article IV Officers, Agents, and Employees
  • Article V NASDAQ Listing and Hearing Review Council
  • Article VI NASDAQ Review Council
  • Article VII Miscellaneous Provisions
  • Article VIII Amendments; Emergency By-Laws
  • Article IX Exchange Authorities
  • NASDAQ Stock Market Inc Bylaws
  • Article I Definitions
  • Article II Offices
  • Article III Meetings of Stockholders
  • Article IV Board of Directors
  • Article V NASDAQ Listing and Hearing Review Council
  • Article VI Compensation
  • Article VII Officers, Agents, and Employees
  • Article VIII Indemnification
  • Article IX Capital Stock
  • Article X Miscellaneous Provisions
  • Article XI Amendments; Emergency By-Laws
Volumes