As the official publisher for a dozen exchanges, CCH, a Wolters Kluwer Financial Services company, is recognized as the authority on the complex world of stock and options exchanges. The NASDAQ Manual continues that long tradition as your comprehensive, up-to-date guide to the rules and bylaws of the Exchange.
Product Line | Wolters Kluwer Legal & Regulatory U.S. |
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Product Line | Wolters Kluwer Legal & Regulatory U.S. |
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SKU | 000000000010037580 |
Rules of NASDAQ
General Provisions
Membership and Registration Rules
Conduct Rules
- Business Conduct
- Responsibilities Relating to Associated Persons, Employees, and Others¿ Employees
Marketplace Rules
- The NASDAQ Stock Market
- Marketplace Rules ¿ Listed Companies Only
- Other NASDAQ Markets
- Other Systems and Programs
- Charges for Membership, Services, and Equipment
- Procedural Rules
- Investigations and Sanctions
- Code of Procedure
- Code of Arbitration Procedure
- Uniform Practice Code
NASDAQ Stock Market LLC Bylaws
- Article I Definitions
- Article II Annual Election of Member Representative Directors and Other Actions by NASDAQ Members
- Article III Board of Directors and Committee Members
- Article IV Officers, Agents, and Employees
- Article V NASDAQ Listing and Hearing Review Council
- Article VI NASDAQ Review Council
- Article VII Miscellaneous Provisions
- Article VIII Amendments; Emergency By-Laws
- Article IX Exchange Authorities
- NASDAQ Stock Market Inc Bylaws
- Article I Definitions
- Article II Offices
- Article III Meetings of Stockholders
- Article IV Board of Directors
- Article V NASDAQ Listing and Hearing Review Council
- Article VI Compensation
- Article VII Officers, Agents, and Employees
- Article VIII Indemnification
- Article IX Capital Stock
- Article X Miscellaneous Provisions
- Article XI Amendments; Emergency By-Laws