NASDAQ Manual

As the official publisher for a dozen exchanges, CCH, a Wolters Kluwer Financial Services company, is recognized as the authority on the complex world of stock and options exchanges. The NASDAQ Manual continues that long tradition as your comprehensive, up-to-date guide to the rules and bylaws of the Exchange.

Rules of NASDAQ
General Provisions
Membership and Registration Rules
Conduct Rules

• Business Conduct
• Responsibilities Relating to Associated Persons, Employees, and Others¿ Employees

Marketplace Rules

• The NASDAQ Stock Market
• Marketplace Rules ¿ Listed Companies Only
• Other NASDAQ Markets
• Other Systems and Programs
• Charges for Membership, Services, and Equipment
• Procedural Rules
• Investigations and Sanctions
• Code of Procedure
• Code of Arbitration Procedure
• Uniform Practice Code

NASDAQ Stock Market LLC Bylaws

• Article I Definitions
• Article II Annual Election of Member Representative Directors and Other Actions by NASDAQ Members
• Article III Board of Directors and Committee Members
• Article IV Officers, Agents, and Employees
• Article V NASDAQ Listing and Hearing Review Council
• Article VI NASDAQ Review Council
• Article VII Miscellaneous Provisions
• Article VIII Amendments; Emergency By-Laws
• Article IX Exchange Authorities
• NASDAQ Stock Market Inc Bylaws
• Article I Definitions
• Article II Offices
• Article III Meetings of Stockholders
• Article IV Board of Directors
• Article V NASDAQ Listing and Hearing Review Council
• Article VI Compensation
• Article VII Officers, Agents, and Employees
• Article VIII Indemnification
• Article IX Capital Stock
• Article X Miscellaneous Provisions
• Article XI Amendments; Emergency By-Laws