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NASAA Reports

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Overview

The oldest international organization devoted to investor protection, the North American Securities Administrators Association, Inc. (NASAA) was organized in 1919 and is a voluntary association with a membership consisting of 67 state, provincial and territorial securities administrators from the 50 states, the District of Columbia, Puerto Rico, the U.S. Virgin Islands, Canada, and Mexico. While NASAA itself is not a regulatory entity, its members have regulatory authority as securities administrators, directors or commissioners. As a result, NASAA's positions generally prove very influential in the area of Blue Sky.

For exceptional reporting of securities reporting, go to the source. The CCH NASAA Reports supplies coverage straight from the Association, covering securities policies and positions, state as well as federal-state, in addition to the latest developments on investor protection. Subscribe today to:

  • Enjoy exceptional reporting of securities policies straight from the source
  • Access important securities guidelines that NASAA formulates and its members adopt
  • Stay current on proposed changes to Statements of Policies and other guidelines to ensure your voice is heard in regard to those changes
  • Gain valuable insight into the reasoning behind NASAA's views on issues before the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Commodity Futures Trading Commission and other agencies, unavailable from any other source
  • Keep up-to-date with what the policy makers are up to with postings of the Association's public affairs, positions, speeches, testimony and meetings
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Table of Contents
  • Administrators/Committees/State Tables including B-D Green
  • NASAA Statements of Policy¿Memoranda of Understanding
  • Franchise Statements of Policy
  • Proposals¿Comments
  • Model Acts
  • Uniform Forms
  • Regulation D/ULOE
  • Investor Alerts
  • NASAA Resolutions
  • NASAA Surveys and Reports
  • Coordinated Review
  • NASAA Comment Letters
  • Amicus Curiae
  • Statements, Speeches and Publications
  • Volumes