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Mutual Funds Guide Mutual Funds Guide

Mutual Funds Guide

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As mutual fund investing continues to play a prominent role in personal and corporate investment planning, a thorough understanding of the state and federal regulatory standards regarding these funds is essential to anyone involved in their formation, operation or management. The CCH Mutual Funds Guide is a unique, all-in-one resource that provides the legal requirements, key contacts and ongoing developments that affect mutual funds and their operations. Subscribe today to:

  • Gain the know-how to plan and organize a fund
  • Understand the key legislation and regulations affecting the structure and ongoing operations of funds
  • Become familiar with different types of mutual funds plans and the regulations that go along with them
  • Search a wide variety of information on structure, planning and sales, all in one location
  • Stay current on all regulatory developments

Note: Online subscriptions are for three-month periods.

Update Frequency Monthly
Product Line Wolters Kluwer Legal & Regulatory U.S.
SKU 000000000010021818
Publish Frequency Monthly
Product Line Wolters Kluwer Legal & Regulatory U.S.
SKU 000000000010071626
Table of Contents

Volume 1:

  • How to Use This Guide
  • Doing Business with CCH
  • Topical Index -- Finding Lists -- Case Table
  • General Guide
  • Organization
  • Registration
  • Management -- Insiders -- Investment Advisers
  • Sales -- Loads -- Personnel
  • Special Plans
  • Self-Employed Retirement Plans
  • Portfolio Transactions
  • Reports -- Records
  • Taxation

Volume 2:

  • Investment Company Act -- Related Laws
  • Regulations
  • New Developments -- Cumulative Index