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Mutual Funds Guide

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As mutual fund investing continues to play a prominent role in personal and corporate investment planning, a thorough understanding of the state and federal regulatory standards regarding these funds is essential to anyone involved in their formation, operation or management. The CCH Mutual Funds Guide is a unique, all-in-one resource that provides the legal requirements, key contacts and ongoing developments that affect mutual funds and their operations. Subscribe today to:

  • Gain the know-how to plan and organize a fund
  • Understand the key legislation and regulations affecting the structure and ongoing operations of funds
  • Become familiar with different types of mutual funds plans and the regulations that go along with them
  • Search a wide variety of information on structure, planning and sales, all in one location
  • Stay current on all regulatory developments
Product Line Wolters Kluwer Legal & Regulatory U.S.
SKU 000000000010021818
Product Line Wolters Kluwer Legal & Regulatory U.S.
SKU 000000000010037487
Table of Contents

Volume 1:

  • How to Use This Guide

  • Doing Business with CCH

  • Topical Index -- Finding Lists -- Case Table

  • General Guide

  • Organization

  • Registration

  • Management -- Insiders -- Investment Advisers

  • Sales -- Loads -- Personnel

  • Special Plans

  • Self-Employed Retirement Plans

  • Portfolio Transactions

  • Reports -- Records

  • Taxation


Volume 2:

  • Investment Company Act -- Related Laws

  • Regulations

  • New Developments -- Cumulative Index