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International Survey of Investment Adviser Regulation - 3rd edition

International Survey of Investment Adviser Regulation - 3rd edition

Edited by Marcia L. Macharg, Kenneth J. Berman


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The investment management industry continues to see explosive cross-border growth, while investment advisers seeking access to a cross-border client base confront a variety of different and complex investment adviser regulatory systems. Now in its third edition, International Survey of Investment Adviser Regulation is an unparalleled guide to investment adviser regulation in 40 key jurisdictions.

Each chapter represents the contribution of pre-eminent practitioners. A clear, uniform presentation permits easy comparisons among the different regulatory systems. Reflecting other important recent related developments,the chapters also address the use of electronic media and the Internet, regulations governing anti-money laundering, data protection, and consumer privacy, and measures to combat insider trading and market manipulation.

International Survey of Investment Adviser Regulation allows investment advisers, lawyers, and others in the investment management industry to evaluate the time, cost, and legal considerations that bear on strategic decisions to provide investment advisory services in specific countries. It also provides a guide for those engaged in the study of comparative regulatory systems, as well as for policy makers seeking to improve and harmonize the regulation of investment advisers worldwide.


Publish Date 06/22/2012
Publish Frequency As Needed
Product Line Kluwer Law International
ISBN 9789041136022
SKU 10058060-0001
Table of Contents
  1. Introduction
  2. Argentina
  3. Australia
  4. Austria
  5. Belgium
  6. Brazil
  7. Canada
  8. Chile
  9. PR China
  10. Denmark
  11. European Union
  12. France
  13. Germany
  14. Greece
  15. Hong Kong
  16. India
  17. Indonesia
  18. Ireland
  19. Israel
  20. Italy
  21. Japan
  22. Korea
  23. Luxembourg
  24. The Netherlands
  25. Norway
  26. The Philippines
  27. Poland
  28. Portugal
  29. Russia
  30. Saudi Arabia
  31. Singapore
  32. South Africa
  33. Spain
  34. Sweden
  35. Switzerland
  36. Republic of China (Taiwan)
  37. Turkey
  38. United Arab Emirates
  39. United Kingdom
  40. United States of America
  41. Venezuela
  42. Index