Securities Regulation Daily
Breaking news on securities regulations.
Breaking news and expert analysis on Securities Regulation.
What good is the right knowledge if it’s at the wrong time?
Breaking news and expert analysis
- View full summaries of federal and state court decisions
- Access full text of legislative and regulatory developments
- Customize your daily email by topic and/or jurisdiction
- Search archives for stories of interest
A complete daily report of the news that affects your world
- Get expert analysis written by subject matter specialists—created by attorneys for attorneys
- Track law firms and organizations in the headlines with our new “Who’s in the News” feature
- Promote your firm with our permissions policy.
24/7 access for a 24/7 world
- Forward information with special copyright permissions, encouraging collaboration between counsel and colleagues
- Save time with mobile apps for your iPhone, iPad, or Android
- Access all links from any mobile device without being prompted for user name and password
Consumer, paper industry groups lacked basis to dispute SEC rule on electronic shareholder reports
The D.C. Circuit denied a petition for review of the SEC’s Investment Company Act Rule 30e-1 because a consumer group lacked Article III standing and a paper industry group asserted interests...
Commission, Kraft agree to ‘unusual’ gag order in settlement of manipulation claims over snack food ingredient
Kraft Foods Group, Inc., and Mondelez Global LLC will pay $16 million to resolve claims they manipulated wheat markets, but Kraft, Mondelez, and the CFTC (as a full Commission) are subject to a...
Second Circuit upholds criminal FCPA conviction for bribery of U.N. officials
Illicit payments to two United Nations ambassadors to expand a Chinese national’s real estate empire were found to be bribes even though the U.N. would not pay any money under the scheme.
CFTC charges binary options scammers in massive fraud scheme spanning the globe
The CFTC’s administrative shoe drops on the heels of a criminal conviction of a former of CEO of an Israeli company at the heart of a widespread and pernicious fraud as the agency charges a...
Deal price is right, court says in Columbia Pipeline appraisal
The decision hews to a trio of recent Delaware Supreme Court cases emphasizing the importance of deal price in appraisal proceedings.