Securities Regulation Daily
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Sen. Warren debuts bill to reform private equity industry
The Stop Wall Street Looting Act emphasizes tax and bankruptcy laws but also contains significant provisions on investment companies, investment advisers, and credit risk retention.
Chairman Clayton queries panelists on impact of short-termism
SEC Chairman Jay Clayton asked panelists at a round table on SEC quarterly reporting requirements and earnings guidance whether long-term thinking was shifting to private markets with consequences...
Reps grill Facebook exec on Libra crypto plans
Facebook’s planned virtual currency will serve underbanked consumers and foster more efficiency in transactions, according to the head of Facebook subsidiary Calibra, Inc., but legislators...
SEC, NASAA issue staff statement on ‘opportunity zone’ investments, C&DI provides crowdfunding guidance
The joint staff summary seeks to help participants understand the application of the securities laws to qualified opportunity funds established under the Tax Cuts and Jobs Act.
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