Store Cheetah Securities and Corporate Law State Securities Law Suite

Cheetah™ State Securities Law Suite

Authority at your fingertips

Comprehensive information on state securities laws and regulations.

Need help?
Call us today at 1-800-955-5217
Benefits

Simply a better legal research experience

Cheetah State Securities Law Suite brings attorneys and legal professionals comprehensive information on state securities laws and
regulations with:

  • Authoritative content — The Blue Sky Law Reporter is a one-stop source for U.S. state securities law as well as the licensing and activities of broker-dealers, agents, investment advisers, and investment adviser representatives.
  • Practice tools — Includes Smart Charts that cover over 200 topics and sub-topics of particular interest to state securities practitioners in the areas of fees, exemptions, offerings, rules, and many more. Create custom exportable
    charts with the specific topics and jurisdictions you need in three easy steps.
  • Current awareness — Stay on top of the latest developments through Blue Sky Report Letters which highlights the
    latest on laws, regulations, policy statements, administrative orders, no-action letters and pertinent cases.
Sample Articles

Explore the types of articles and in-depth analysis available through the Cheetah State Securities Law Suite.

News
Advisers’ outside consultant, internal officer settle SEC reporting and recordkeeping charges

An outside compliance consultant and the COO of two advisers have agreed to settle SEC charges that they caused the advisory firms to make misstatements regarding assets under management and account t...

August 16, 2017
News
KPMG settles with SEC over oil-and-gas audit failures

KPMG agreed to pay $6.2 million for failing to audit the financial statements of Miller Energy Resources. In fiscal 2010, Miller acquired oil and gas interests for approximately $4.5 million and then ...

August 15, 2017
News
Giancarlo highlights priorities and goals in first on-the-record interview as CFTC chairman

CFTC Chairman J. Christopher Giancarlo addressed a wide variety of topics, ranging from the Trump regulatory reform agenda to the agency’s budget to cryptocurrencies, in his first on-the record ...

August 14, 2017
News
Contrite ex-trader defeats CFTC’s lifetime ban and ‘excessive’ penalties

A judge sitting in the U.S. District Court for the Southern District of New York rejected the CFTC’s bid to impose lifetime registration and trading bans against Fan Wang, an ex-trader who, in a...

August 11, 2017
News
SEC stays approval of Chicago Stock Exchange acquisition by Chinese investors, pending review

The Commission will review the action taken by the Division of Trading and Markets in which it approved, by delegated authority, a proposed rule change to permit the acquisition of CHX Holdings, Inc. ...

August 10, 2017
Training & Support

Wolters Kluwer offers a full range of training, from online videos to custom training. 

Customer Support

We're Here to Help.

Call us at 1-800-955-5217

Contact Us