Simply a better legal research experience
Cheetah™ Investment Management Law Suite provides authoritative, accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients who manage, advise, create, distribute, and maintain financial portfolios for public and private investments. Our targeted resources provide practical information and guidance on a wide variety of regulatory, disclosure, compliance issues and duties faced by broker-dealers, investment advisers and investment managers under the Investment
Company Act of 1940 and the Investment Advisers Act of 1940.
- Expert analysis — Insights from leading practitioners on all aspects of investment management.
- Authoritative content — Access to the Mutual Funds Guide, a unique, all-in-one resource that provides the legal
requirements, key contacts and ongoing reporting on important issues that affect mutual funds and their operations.
- Current awareness — Stay on top of the latest developments through regularly updated news.
Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.
SEC proposes fund disclosure modernization and transparency in IAC nomination process
The disclosure amendments would tailor mutual fund and ETF disclosures to retail investors’ needs and promote diversity of background, and perspective, according to the Commission.
NYMEX, individuals to settle CFTC insider trading matter
NYMEX and two individuals have agreed to settle charges regarding the provision of material, nonpublic information about oil & gas derivatives trades to a third party.
Company recklessly failed to disclose loan keeping top tenant a float
A company made a conscious decision not to disclose that a top tenant was only able to pay its rent because of a working capital loan.
House passes appropriations bill that would raise SEC funding but limit key rulemakings
The House bill would impose limits on SEC rulemakings covering private offering exemptions reforms, shareholder resubmission thresholds, and proxy advisers.
SEC leaders discuss challenges facing small and minority/women-owned businesses
SEC Small Business Advocate Martha Miller discussed challenges and capital-raising opportunities for smaller businesses, and particularly women- and minority-owned businesses, at a fireside chat...