Store Cheetah Securities and Corporate Law Investment Management Law Suite

Cheetah™ Investment Management Law Suite

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Accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients.

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Call us today at 1-800-955-5217
Benefits

Simply a better legal research experience

Cheetah Investment Management Law Suite provides authoritative, accurate and timely analysis to support your 40 Act law practice so you can
confidently advise clients who manage, advise, create, distribute, and maintain financial portfolios for public and private investments. Our targeted resources provide practical information and guidance on a wide variety of regulatory, disclosure, compliance issues and duties faced by broker-dealers, investment advisers and investment managers under the Investment
Company Act of 1940 and the Investment Advisers Act of 1940.

  • Expert analysis — Insights from leading practitioners on all aspects of investment management.
  • Authoritative content — Access to the Mutual Funds Guide, a unique, all-in-one resource that provides the legal
    requirements, key contacts and ongoing reporting on important issues that affect mutual funds and their operations.
  • Current awareness — Stay on top of the latest developments through regularly updated news.
Sample Articles

Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.

News
Deutsche Bank, Bank of America settle bond rigging suit for $65 million

Several Deutsche Bank and Bank of America entities agreed to pay over $65 million to settle consolidated actions alleging that a group of major banks colluded to manipulate the market for U.S. dollar-...

August 18, 2017
News
Data analysis helps SEC uncover $5M insider trading ring

The SEC filed charges against seven individuals who traded on confidential information about dozens of impending mergers and acquisitions. SEC staff used data analysis to uncover the alleged trading, ...

August 17, 2017
News
Advisers’ outside consultant, internal officer settle SEC reporting and recordkeeping charges

An outside compliance consultant and the COO of two advisers have agreed to settle SEC charges that they caused the advisory firms to make misstatements regarding assets under management and account t...

August 16, 2017
News
KPMG settles with SEC over oil-and-gas audit failures

KPMG agreed to pay $6.2 million for failing to audit the financial statements of Miller Energy Resources. In fiscal 2010, Miller acquired oil and gas interests for approximately $4.5 million and then ...

August 15, 2017
News
Giancarlo highlights priorities and goals in first on-the-record interview as CFTC chairman

CFTC Chairman J. Christopher Giancarlo addressed a wide variety of topics, ranging from the Trump regulatory reform agenda to the agency’s budget to cryptocurrencies, in his first on-the record ...

August 14, 2017
Training & Support

Wolters Kluwer offers a full range of training, from online videos to custom training. 

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