Store Cheetah Securities and Corporate Law Investment Management Law Suite
Cheetah Securities Investment Management Law Suite

Cheetah™ Investment Management Law Suite

Authority at your fingertips

Accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients.

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Call us today at 1-800-955-5217
Benefits

Simply a better legal research experience

Cheetah Investment Management Law Suite provides authoritative, accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients who manage, advise, create, distribute, and maintain financial portfolios for public and private investments. Our targeted resources provide practical information and guidance on a wide variety of regulatory, disclosure, compliance issues and duties faced by broker-dealers, investment advisers and investment managers under the Investment
Company Act of 1940 and the Investment Advisers Act of 1940.

  • Expert analysis — Insights from leading practitioners on all aspects of investment management.
  • Authoritative content — Access to the Mutual Funds Guide, a unique, all-in-one resource that provides the legal
    requirements, key contacts and ongoing reporting on important issues that affect mutual funds and their operations.
  • Current awareness — Stay on top of the latest developments through regularly updated news.
Sample Articles

Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.

News
Former BDO accountants who predated audit work suspended by SEC

The SEC has suspended three former accountants of BDO USA, LLP for creating misleading audit documentation by signing incomplete work papers in the audit of a New York insurance company, a practice...

October 15, 2018
News
CFTC settles with spoofer who pleaded guilty to federal criminal charges

The CFTC announced that it brought a settled administrative proceeding against Kamaldeep Gandhi who admitted to participating in a scheme to place spoofed orders in numerous futures contracts. Gandhi...

October 12, 2018
News
SEC reopens comment period on Dodd-Frank security-based swaps proposals

By a 4 to 1 vote, the Securities and Exchange Commission has authorized the re-opening the comment period on three proposals relating to security-based swap dealers and major security-based swap...

October 11, 2018
News
HSBC settles RMBS fraud charges for $765M

HSBC will pay $765 million to settle claims related to its securitization, issuance, and marketing of residential mortgage-backed securities (RMBS) between 2005 and 2007. In an action brought under...

October 10, 2018
News
Commission floats simplification of CPO and CTA rules

The CFTC proposed six sets of amendments to its rules for commodity pool advisers (CPOs) and commodity trading advisers (CTAs) contained in Part 4 of the Commission’s regulations. The changes...

October 9, 2018
Training & Support

Wolters Kluwer offers a full range of training, from online videos to custom training. 

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