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Accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients.
Simply a better legal research experience
Cheetah™ Investment Management Law Suite provides authoritative, accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients who manage, advise, create, distribute, and maintain financial portfolios for public and private investments. Our targeted resources provide practical information and guidance on a wide variety of regulatory, disclosure, compliance issues and duties faced by broker-dealers, investment advisers and investment managers under the Investment
Company Act of 1940 and the Investment Advisers Act of 1940.
- Expert analysis — Insights from leading practitioners on all aspects of investment management.
- Authoritative content — Access to the Mutual Funds Guide, a unique, all-in-one resource that provides the legal
requirements, key contacts and ongoing reporting on important issues that affect mutual funds and their operations.
- Current awareness — Stay on top of the latest developments through regularly updated news.
Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.
SEC snags flippers in muni kickback scheme
The SEC has filed charges against two unregistered firms and 18 individuals for allegedly posing as retail investors to "flip" new issue municipal bonds to broker-dealers in exchange for...
Securities Act claim did not bar removal under CAFA
A judge in the Northern District of California has denied a motion to remand a securities class action back to the California state court from whence it originated. The reasoning in this case, which...
For the first time, PCAOB invites comments on its five-year plan
For the first time in its history, the Public Company Accounting Oversight Board is seeking public feedback on a draft of its five-year strategic plan. The plan is designed to align PCAOB programs...
State attorneys general urge SEC to rework Reg BI
A coalition of 17 state attorneys general wrote to the SEC with criticisms of Regulation Best Interest as currently proposed. The AGs urge the agency to strengthen investor protection, including by...
U.S. Rep. Chris Collins charged with insider trading, lying to FBI
U.S. Rep. Christopher Collins (R-NY) has been charged by the SEC and Department of Justice with alleged insider trading. According to authorities, Collins told his son confidential, non-public...