Store Cheetah Securities and Corporate Law Investment Management Law Suite

Cheetah™ Investment Management Law Suite

Authority at your fingertips

Accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients.

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Call us today at 1-800-955-5217
Benefits

Simply a better legal research experience

Cheetah Investment Management Law Suite provides authoritative, accurate and timely analysis to support your 40 Act law practice so you can
confidently advise clients who manage, advise, create, distribute, and maintain financial portfolios for public and private investments. Our targeted resources provide practical information and guidance on a wide variety of regulatory, disclosure, compliance issues and duties faced by broker-dealers, investment advisers and investment managers under the Investment
Company Act of 1940 and the Investment Advisers Act of 1940.

  • Expert analysis — Insights from leading practitioners on all aspects of investment management.
  • Authoritative content — Access to the Mutual Funds Guide, a unique, all-in-one resource that provides the legal
    requirements, key contacts and ongoing reporting on important issues that affect mutual funds and their operations.
  • Current awareness — Stay on top of the latest developments through regularly updated news.
Sample Articles

Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.

News
Arguments in Leidos Reg. S-K disclosure liability case cancelled

Leidos, Inc. and Indiana Public Retirement System have jointly asked the Supreme Court to remove their case from the Court’s oral argument calendar. It has been widely reported that the parties...

October 17, 2017
News
FINRA sanctions Wells Fargo brokers, issues reminders on sales of volatility-linked products

Broker-dealers that work for Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network must pay more than $3.4 million in restitution to customers to which they made unsuitable...

October 16, 2017
News
SEC to explain FINRA lifetime bar under Kokesh

The D.C. Circuit upheld a Commission finding that remedial action should be taken against a broker-dealer who misappropriated his employer’s funds in violation of rules issued by the Financial...

October 13, 2017
News
SEC proposes modernization of disclosure under Regulation S-K

The SEC will seek comments on a number of recommendations included in last year’s FAST Act-mandated report on modernizing and simplifying the disclosure requirements in Regulation S-K. Among...

October 11, 2017
News
Trump signs legislation to increase ETF research availability

President Trump has signed into law the Fair Access to Investment Research (FAIR) Act, which provides a safe harbor for investment fund research reports published by brokers and dealers regarding...

October 10, 2017
Training & Support

Wolters Kluwer offers a full range of training, from online videos to custom training. 

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