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Accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients.
Simply a better legal research experience
Cheetah™ Investment Management Law Suite provides authoritative, accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients who manage, advise, create, distribute, and maintain financial portfolios for public and private investments. Our targeted resources provide practical information and guidance on a wide variety of regulatory, disclosure, compliance issues and duties faced by broker-dealers, investment advisers and investment managers under the Investment
Company Act of 1940 and the Investment Advisers Act of 1940.
- Expert analysis — Insights from leading practitioners on all aspects of investment management.
- Authoritative content — Access to the Mutual Funds Guide, a unique, all-in-one resource that provides the legal
requirements, key contacts and ongoing reporting on important issues that affect mutual funds and their operations.
- Current awareness — Stay on top of the latest developments through regularly updated news.
Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.
SCOTUS denies Dodd-Frank protections to internal whistleblowers
Only whistleblowers who report to the SEC are protected against employment retaliation under Dodd-Frank, the U.S. Supreme Court unanimously ruled. The majority opinion authored by Justice Ginsburg...
Israelis, their accounting firms and lawyer settle SEC allegations of 'shell factory scheme'
The SEC has settled charges against three Israeli residents, a D.C. attorney, an Israeli auditor and his Maryland-based accounting firm for their roles in a fraudulent scheme that allegedly created...
SEC nixes Chicago Stock Exchange’s proposed acquisition by Chinese investment group
The Commission has set aside the Division of Trading and Market’s approval of a rule proposal by the Chicago Stock Exchange that would permit the acquisition of CHX Holdings by North America...
Giancarlo testifies before Senate Ag committee on crypto, cross-border agreements
Testifying before the Senate Agriculture Committee at a "State of the CFTC" hearing, the agency’s chairman, Christopher Giancarlo, reiterated his warnings about how much of the...
Petition argues for express requirement to apply ‘total mix’ standard
A petition for certiorari has been filed asking the Supreme Court to address the materiality need for a conviction under Section 10(b). The petitioners were convicted of violations of Rule 10b-5(c...