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Accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients.
Simply a better legal research experience
Cheetah™ Investment Management Law Suite provides authoritative, accurate and timely analysis to support your 40 Act law practice so you can confidently advise clients who manage, advise, create, distribute, and maintain financial portfolios for public and private investments. Our targeted resources provide practical information and guidance on a wide variety of regulatory, disclosure, compliance issues and duties faced by broker-dealers, investment advisers and investment managers under the Investment
Company Act of 1940 and the Investment Advisers Act of 1940.
- Expert analysis — Insights from leading practitioners on all aspects of investment management.
- Authoritative content — Access to the Mutual Funds Guide, a unique, all-in-one resource that provides the legal
requirements, key contacts and ongoing reporting on important issues that affect mutual funds and their operations.
- Current awareness — Stay on top of the latest developments through regularly updated news.
Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.
Leidos Reg. S-K petition dismissed after parties tell justices of settlement
The Supreme Court dismissed the certiorari petition filed in a case alleging that Leidos, Inc. failed to make necessary disclosures under Regulation S-K. Dismissal had been expected ever since the...
Merrill Lynch admits to misleading customers and agrees to pay $42 million penalty
The SEC entered an order charging Merrill Lynch, Pierce, Fenner & Smith with misleading customers about how it handled their orders in violation of Sections 17(a)(2) and 17(a)(3) of the...
CFTC fines JPMorgan $65M for attempted manipulation of USD ISDAFIX benchmark
The CFTC charged JPMorgan Chase Bank, N.A. with making false reports and attempting to manipulate the U.S. Dollar International Swaps and Derivatives Association Fix (USD ISDAFIX), a global benchmark...
SEC Director Hinman’s Ether comments wake up cryptocurrency markets and industry
The highlight of the Yahoo All Markets Summit: Crypto was the remarks by SEC Corporation Finance Director William Hinman where he stated, "Based on my understanding of the present state of Ether...
bitcoin, ether not likely securities; tokens can morph from securities into non-securities
The SEC’s William Hinman, Director of the Division of Corporation Finance, in a wide-ranging speech to an audience at the Yahoo Finance All Markets Summit: Crypto, reprised themes from existing...