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Explore the types of articles and in-depth analysis available through the Cheetah Investment Management Law Suite.
SEC delays filing of Form N-PORT while EDGAR system gets cyber upgrade
The SEC has postponed for nine months a requirement that large registered investment companies begin filing information about their monthly portfolio holdings in order to provide more time for an...
House passes M&A broker bill with guardrails amendment
The House passed a bill that would create a new exemption from registration as a broker-dealer for mergers and acquisition brokers. The Small Business Mergers, Acquisitions, Sales, and Brokerage...
CFTC Talks about Bitcoin futures contracts
In a recent CFTC Talks podcast, a number of Commission leaders engaged in a lively roundtable discussion to explore a wide arrange of issues associated with the much talked about Bitcoin...
Fraud complaint re: Alibaba’s failure to disclose meeting with Chinese regulators revived
A Second Circuit panel has revived a fraud complaint against Chinese e-commerce giant Alibaba for its failure to disclose the existence of a meeting with Chinese regulators months before the company...
SEC obtains emergency order to block initial coin offering fraud
The SEC announced the filing of the first complaint generated by the SEC’s new Cyber Unit, and a court-ordered emergency asset freeze against recidivist Quebec securities law violator, Dominic...