Simply a better legal research experience
Resources within the Cheetah™ Federal Securities Law Suite provide expert analysis, practice tools, authoritative content, and current awareness organized across all primary SEC practices areas, including:
- Expert analysis —Insights from leading practitioners on all aspects of federal securities regulation, including Securities Regulation by Louis Loss (late), Joel Seligman, and Troy Paredes; and Corporate Finance and the Securities Laws by Charles J. Johnson, Jr., Joseph McLaughlin, and Eric S. Haueter
- Practice tools — QuickCharts allow practitioners to quickly select topics and see a detailed summary of the latest information in easy-to-read chart form with links to any related primary source material and any effective dates. QuickCharts covering the Dodd-Frank Act, the Volcker Rule, the JOBS Act, and securities litigation provide an up-to-date view on current developments in these areas.
- Authoritative content — Access to the industry standard Federal Securities Law Reporter, which covers the full breadth
of federal securities law, and other primary sources materials.
- Current awareness — Stay on top of the latest developments through news from Securities Regulation Daily, the Federal
Securities Law Reporter Report Letters and SEC Today and several newsletters.
Explore the types of articles and in-depth analysis available through the Cheetah Federal Securities Law Suite.
Advisers’ outside consultant, internal officer settle SEC reporting and recordkeeping charges
An outside compliance consultant and the COO of two advisers have agreed to settle SEC charges that they caused the advisory firms to make misstatements regarding assets under management and account t...
KPMG settles with SEC over oil-and-gas audit failures
KPMG agreed to pay $6.2 million for failing to audit the financial statements of Miller Energy Resources. In fiscal 2010, Miller acquired oil and gas interests for approximately $4.5 million and then ...
Giancarlo highlights priorities and goals in first on-the-record interview as CFTC chairman
CFTC Chairman J. Christopher Giancarlo addressed a wide variety of topics, ranging from the Trump regulatory reform agenda to the agency’s budget to cryptocurrencies, in his first on-the record ...
Contrite ex-trader defeats CFTC’s lifetime ban and ‘excessive’ penalties
A judge sitting in the U.S. District Court for the Southern District of New York rejected the CFTC’s bid to impose lifetime registration and trading bans against Fan Wang, an ex-trader who, in a...
SEC stays approval of Chicago Stock Exchange acquisition by Chinese investors, pending review
The Commission will review the action taken by the Division of Trading and Markets in which it approved, by delegated authority, a proposed rule change to permit the acquisition of CHX Holdings, Inc. ...