News: Securities Regulation Daily Wrap Up, FIDUCIARY DUTIES—SIFMA criticizes DOL fiduciary rule, urges delay and further review


April 19, 2017
...FIDUCIARY DUTIES—SIFMA criticizes DOL fiduciary rule, urges delay and further review By Amy Leisinger, J.D. In separate letters, the Securities Industry and Financial Markets Association and its Asset Management Group filed comments with the Department of Labor criticizing its fiduciary rule and noting unintended consequences...
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